Caroline Ellison
Former CEO of Alameda Research
Former CEO, Alameda Research
Background
Caroline Ellison is an American quantitative trader and former CEO of Alameda Research.
In December 2022 she pleaded guilty to several fraud and money laundering conspiracy charges.
The CFTC has barred her from trading for five years and from registering with the agency for 10 years.
Key facts
- Alameda role
- co-CEO and later sole CEO of Alameda Research, a trading firm affiliated with FTXsource
- Guilty plea
- pleaded guilty in December 2022, including to conspiracy to commit commodities fraudsource
- Sentence
- sentenced on September 24, 2024 to two years in prison and ordered to forfeit $11 billionsource
- CFTC trading ban
- five-year trading ban and a 10-year registration bansource
- CFTC monetary penalties
- the Commission is not seeking restitution, disgorgement, and/or civil monetary penalties at this timesource
WYDE coverage of Caroline Ellison
WYDE Newsroom has published 2 articles about Caroline Ellison, from Aug 21, 2026 to Aug 22, 2026. Caroline Ellison is the subject of 2 stories. The most recent is JPMorgan Warns Food Inflation Could Double, Citi Will Custody Bitcoin, and EAT Tops Charity Tokens. Over 65,000 Meals..
JPMorgan Warns Food Inflation Could Double, Citi Will Custody Bitcoin, and EAT Tops Charity Tokens. Over 65,000 Meals.
Record child hunger and food insecurity collide with a wall of institutional crypto money, from Citi custody to the SEC and Treasury rulebooks, plus $105 billion for one AI data center. This week in the WYDE Newsroom.
Aug 22, 2026 · 7 min read · Subject of the story
Crypto & DeFiThe CFTC Closes Its FTX Cases With Five-Year Trading Bans for Caroline Ellison and Gary Wang and No Fines
Consent orders filed Tuesday in the Southern District of New York ended a case opened in December 2022. The CFTC sought no monetary penalty and no disgorgement, citing the pair's cooperation against Sam Bankman-Fried.
Aug 21, 2026 · 2 min read · Subject of the story
Reported alongside Caroline Ellison
- Commodity Futures Trading Commission · in 2 stories with Caroline Ellison
- FTX · in 2 stories with Caroline Ellison
- Gary Wang · in 2 stories with Caroline Ellison
- Citi · in 1 story with Caroline Ellison
- Databricks · in 1 story with Caroline Ellison
- Groq · in 1 story with Caroline Ellison
- Grubhub · in 1 story with Caroline Ellison
- JPMorgan Chase · in 1 story with Caroline Ellison
Sources
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